| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2023-11-14 |
$1.16 |
0.1% |
157,883
|
$182,907 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2023-11-14 |
$4.05 |
247.4% |
8,243
|
$33,385 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2023-11-13 |
$4.01 |
250.5% |
63,330
|
$254,199 |
| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2023-06-27 |
$5.78 |
-79.9% |
100,000
|
$578,145 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-06-23 |
$3.62 |
-74.5% |
245,219
|
$887,588 |
| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2023-06-06 |
$5.51 |
-79.0% |
40,000
|
$220,557 |
| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2023-06-02 |
$5.05 |
-77.0% |
17,000
|
$85,767 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-05-26 |
$3.45 |
-73.2% |
20,210
|
$69,724 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-05-22 |
$3.45 |
-73.2% |
2,574
|
$8,880 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-05-19 |
$3.45 |
-73.2% |
8,344
|
$28,787 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-05-16 |
$3.57 |
-74.1% |
50,000
|
$178,500 |
| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2023-05-15 |
$5.44 |
-78.7% |
106,090
|
$577,535 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2023-04-17 |
$13.76 |
-51.8% |
84,000
|
$1,156,080 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-04-11 |
$3.93 |
-76.5% |
19,306
|
$75,834 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2023-04-05 |
$13.67 |
-51.4% |
55,000
|
$752,035 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-04-05 |
$3.48 |
-73.5% |
9,493
|
$33,067 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2023-03-31 |
$3.88 |
-76.2% |
1,009,021
|
$3,915,001 |
| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2022-11-29 |
$4.46 |
-74.0% |
500,000
|
$2,229,100 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-11-11 |
$5.15 |
-18.7% |
24,788
|
$127,780 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-11-09 |
$4.00 |
4.8% |
1,285
|
$5,140 |
| B. Riley Financial, Inc. |
Non-Executive |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2022-11-09 |
$4.10 |
-71.7% |
1,300
|
$5,330 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-11-04 |
$4.00 |
4.8% |
12,215
|
$48,860 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-10-31 |
$3.95 |
6.2% |
7,994
|
$31,551 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-10-27 |
$3.98 |
5.2% |
5,400
|
$21,511 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-10-25 |
$3.65 |
14.8% |
26,585
|
$97,035 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-10-11 |
$12.69 |
-68.4% |
15,866
|
$201,375 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-10-06 |
$12.95 |
-69.0% |
191,203
|
$2,475,301 |
| B. Riley Financial, Inc. |
Non-Executive |
TRANSACT TECHNOLOGIES INC (TACT)
|
2022-10-03 |
$3.65 |
14.8% |
32,226
|
$117,612 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-07-26 |
$10.50 |
-36.8% |
2,936
|
$30,828 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-07-21 |
$10.50 |
-36.8% |
808
|
$8,484 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-07-19 |
$10.12 |
-34.4% |
20,243
|
$204,782 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-07-14 |
$12.02 |
-66.6% |
10,127
|
$121,734 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-07-11 |
$11.50 |
-65.1% |
1,955
|
$22,482 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-07-06 |
$8.82 |
-24.7% |
9,211
|
$81,243 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-07-01 |
$11.46 |
-65.0% |
7,754
|
$88,850 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-06-29 |
$12.05 |
-66.7% |
87,990
|
$1,060,123 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-06-29 |
$8.91 |
-25.5% |
50,000
|
$445,465 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-06-28 |
$9.50 |
-30.1% |
35,852
|
$340,506 |
| B. Riley Financial, Inc. |
Non-Executive |
Lazydays Holdings, Inc. (LAZY)
|
2022-06-22 |
$12.55 |
-68.1% |
54,792
|
$687,808 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2022-06-09 |
$12.15 |
15.8% |
44
|
$540 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2022-06-07 |
$13.50 |
4.2% |
3,662
|
$49,440 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2022-06-02 |
$13.50 |
4.2% |
4,362
|
$58,886 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2022-05-24 |
$13.50 |
4.2% |
22,086
|
$298,125 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-05-18 |
$11.00 |
-39.6% |
25,000
|
$274,997 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2022-05-17 |
$12.51 |
12.5% |
15,281
|
$191,192 |
| B. Riley Financial, Inc. |
Non-Executive Director |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2022-05-12 |
$5.71 |
-79.7% |
200,000
|
$1,142,320 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-05-11 |
$10.25 |
-35.2% |
75,841
|
$777,450 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-05-06 |
$13.23 |
-93.0% |
47,649
|
$630,573 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-04-29 |
$11.26 |
-41.0% |
69,919
|
$787,011 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-04-26 |
$11.43 |
-41.9% |
59,349
|
$678,417 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-04-19 |
$11.49 |
-42.2% |
13,357
|
$153,476 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-03-24 |
$12.28 |
-45.9% |
186,395
|
$2,288,931 |
| B. Riley Financial, Inc. |
Non-Executive |
SYNCHRONOSS TECHNOLOGIES INC (SNCR)
|
2022-03-11 |
$10.86 |
29.5% |
14,791
|
$160,672 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-03-08 |
$11.97 |
-44.5% |
7,109
|
$85,092 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-03-07 |
$8.20 |
-88.7% |
130,771
|
$1,072,400 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-03-01 |
$12.40 |
-46.5% |
9,955
|
$123,462 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-03-01 |
$7.79 |
-88.2% |
824
|
$6,422 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-02-28 |
$7.95 |
-88.4% |
2,648
|
$21,044 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-02-24 |
$12.68 |
-47.6% |
27,113
|
$343,816 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-02-23 |
$8.20 |
-88.7% |
195,791
|
$1,605,323 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-02-17 |
$8.25 |
-88.8% |
74,161
|
$611,828 |
| B. Riley Financial, Inc. |
Non-Executive |
Arena Group Holdings, Inc. (AREN)
|
2022-02-14 |
$8.26 |
-88.8% |
1,977,982
|
$16,329,921 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-02-14 |
$12.73 |
-47.9% |
14,881
|
$189,489 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-02-04 |
$12.89 |
-48.5% |
148,956
|
$1,920,624 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-01-27 |
$13.50 |
-50.8% |
14,524
|
$196,074 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-01-26 |
$13.50 |
-50.8% |
7,953
|
$107,366 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-01-21 |
$13.98 |
-52.5% |
85,595
|
$1,196,455 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2022-01-12 |
$14.25 |
-53.4% |
67,092
|
$955,943 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2021-12-30 |
$14.25 |
-53.4% |
2,788
|
$39,729 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2021-12-15 |
$13.45 |
-50.6% |
149,364
|
$2,009,462 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2021-10-20 |
$13.50 |
-50.8% |
28,689
|
$387,193 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2021-09-16 |
$12.86 |
-48.4% |
22,802
|
$293,312 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2021-09-10 |
$12.80 |
-48.1% |
17,711
|
$226,700 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2021-08-19 |
$12.24 |
-45.8% |
854
|
$10,456 |
| B. Riley Financial, Inc. |
Non-Executive Director |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2021-03-25 |
$6.04 |
-80.8% |
10,720,785
|
$64,753,541 |
| B. Riley Financial, Inc. |
Non-Executive |
Eos Energy Enterprises, Inc. (EOSE)
|
2020-11-13 |
$10.42 |
-77.6% |
2,200
|
$22,924 |
| B. Riley Financial, Inc. |
Non-Executive Director |
Babcock & Wilcox Enterprises, Inc. (BW)
|
2020-09-04 |
$2.45 |
-52.7% |
2,040,816
|
$4,999,999 |
| B. Riley Financial, Inc. |
Non-Executive |
Franchise Group, Inc. (FRG)
|
2020-06-29 |
$22.65 |
31.9% |
75,000
|
$1,698,435 |
| B. Riley Financial, Inc. |
Non-Executive Director |
SONIM TECHNOLOGIES INC (SONM)
|
2020-06-09 |
$75.00 |
-96.8% |
19,667
|
$1,475,000 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-04-24 |
$76.00 |
-96.7% |
452
|
$34,337 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-04-21 |
$77.40 |
-96.7% |
3,079
|
$238,283 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-04-16 |
$71.81 |
-96.5% |
1,113
|
$79,953 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-04-14 |
$73.53 |
-96.6% |
11,580
|
$851,481 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-04-08 |
$56.75 |
-95.6% |
9,632
|
$546,584 |
| B. Riley Financial, Inc. |
Non-Executive |
Franchise Group, Inc. (FRG)
|
2020-04-01 |
$17.00 |
75.8% |
516,734
|
$8,784,477 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-03-31 |
$55.67 |
-95.5% |
2,695
|
$150,018 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-03-25 |
$45.68 |
-94.5% |
7,161
|
$327,101 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-03-17 |
$50.24 |
-95.0% |
28,446
|
$1,429,223 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2020-03-12 |
$6.48 |
2.5% |
92,836
|
$601,366 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-03-11 |
$69.54 |
-96.4% |
55,720
|
$3,874,645 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2020-03-03 |
$8.52 |
-22.1% |
308,942
|
$2,632,436 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2020-02-27 |
$9.09 |
-26.9% |
246,270
|
$2,238,207 |
| B. Riley Financial, Inc. |
Non-Executive |
QUANTUM CORP /DE/ (QMCO)
|
2020-02-26 |
$97.78 |
-97.4% |
2,935
|
$286,984 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2020-02-24 |
$10.03 |
-33.8% |
208,229
|
$2,089,371 |
| B. Riley Financial, Inc. |
Non-Executive |
ALTA EQUIPMENT GROUP INC. (ALTG)
|
2020-02-12 |
$10.32 |
-35.6% |
13,828
|
$142,681 |
|
|
|
|
|
Return |
Profit / (loss) |
Cost |
|
|
|
Total |
|
-62.8% |
$-94,156,690 |
$149,972,077 |